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Obtaining prior approval to receive a gift, honour, decoration, favour, or hospitality from a non-governmental source

… The Gifts Administrator will establish and maintain a Registry for all gifts, honours, decorations, favours and hospitality, received by UNDP personnel as of the date this policy takes effect. The Registry will include the following information: The name and functional title of the recipient; The name of the governmental or non-governmental source; A description of the item and the …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Ethics Policy: Gifts Policy

Reporting, retaining, and disposing received gifts, honours, decorations, favours, hospitality, or remuneration received from governmental or non-governmental sources without prior UNDP approval

Within seven calendar days of receiving, without prior UNDP approval, a gift or other item from a governmental or non-governmental source for any of the reasons stated under paragraphs 15 – 25 of the Gifts Policy , the recipient must notify their Head-of-Office or Resident Representative, complete the UNDP Gift Declaration and Registration Form, and submit the form to the Gifts Administrator …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Ethics Policy: Gifts Policy

Financial Disclosure

The Financial Disclosure Policy identifies the main filing categories as staff at the D1/P6 level and above, those whose principal duties are in procurement and investment, others who have access to confidential procurement and investment information, and all Ethics Office staff. New filers who are entering any of the Financial Disclosure Policy categories of filers will be required to complete …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Ethics Policy: Financial Disclosure

Information Disclosure

​ … ​ … ​ … ​ … ​ … Criteria for selection of Panel members. Members are selected through a competitive selection process on the basis of the following criteria: keen understanding of UNDP policies, structures, programmes and operations at Headquarters and Country Office levels; knowledge of programmes and operations of UNDP’s associated Funds and Programmes; knowledge of, and familiarity with, …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Information Disclosure Policy: Information Disclosure

Protection against Retaliation

Assessment of retaliation risk is to be made by OAI upon receipt of a qualifying report of misconduct.  Prevention actions for cases referred by OAI to the Ethics Office may include, upon the complainant’s consent, Ethics Office engagement with the complainant’s senior management to ensure monitoring of the individual’s workplace situation with a view to preventing any retaliatory action against …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Ethics Policy: Protection against Retaliation

Managing Unit/Programme-Level Risk (Regional/Central Bureaux)

Include key stakeholders in risk identification and risk analysis process. Communicate & consult with relevant parties of the Bureau and the Office at all stages of RM processes and update them at regular/planned intervals. … Integrated in Regional Programme Document; Global Programme Document; Bureau IWP; Office IWP. … In consultation with relevant stakeholders, identify major risks for the …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Risk Management Policy: Enterprise Risk Management

Managing Unit/Programme-Level Risk (Country Office)

Engage key stakeholders in risk identification and risk analysis process. Keep the Programme Board, other stakeholders/partners of the CO and the HQ Unit informed on RM processes. … Integrated in the UN Sustainable Development Cooperation Framework (UNSDCF); Country Programme Document (CPD); IWP of the CO and the HQ Unit   … In consultation with relevant stakeholders, identify major risks for the …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Risk Management Policy: Enterprise Risk Management

Managing Corporate Risk

Include key stakeholders in risk identification and risk analysis process. Communicate UNDP risk profile to EG through annual reporting cycle. … Identify major risks (both threats & opportunities) at corporate level affecting UNDP, twice a year at a minimum. Review and analyze the overall UNDP risk profile and present to Risk Committee. Evaluate each risk in the Corporate Risk Register to define …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Risk Management Policy: Enterprise Risk Management

Managing Project-Level Risk (Country, Regional or Global Projects)

Engage key stakeholders in risk identification and risk analysis process. Keep the Project Board and other stakeholders/partners informed on RM processes at the project level. … Integrated in Programme and/or Project Document, Multi-Year Work Plan.   … Assess risks during Project Design and as often as needed during implementation, once a year at a minimum. Track in Risk Register. In consultation …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Risk Management Policy: Enterprise Risk Management

Business Continuity Planning

- This includes Security Risk Assessment (SRA) which is prepared by DSS in consultation with the Security Management Team (SMT); - Risk Assessment should be annexed to BCP. … - Identify critical business functions and assess the impact from identified risks along with Recovery Time Objectives (RTO) of critical functions along with necessary ICT tools/equipment to continue these functions; - …

Content Type: Procedure Policy Area: Accountability Policy Chapter: Business Continuity Management Policy: Business Continuity Management